Legal pillar · v0.16.0

regulatory-filing RegulatoryFiling

Regulatory filing record.

$id · https://corpospec.com/schemas/v0.16.0/regulatory-filing.schema.json

Fields

Field	Type	Required	Description
artefact_ref	PathRef	yes	PathRef to the filed artefact.
effective_on	IsoDate	yes	Effective date (often filed_on, sometimes future-dated).
entity	PathRef	yes	Path-based cross-reference relative to .corpospec/ root. Pattern: `^[a-z0-9_-]+(/[a-z0-9_.-]+)+$`
filed_on	IsoDate	yes	ISO 8601 date (YYYY-MM-DD).
id	PathRef	yes	Path-based cross-reference relative to .corpospec/ root. Pattern: `^[a-z0-9_-]+(/[a-z0-9_.-]+)+$`
jurisdiction	IsoCountry	yes	ISO 3166-1 alpha-2 country code.
kind	FilingKind	yes	Filing kind.
owner	PathRef	yes	Owner / responsible party internal to the company.
registry	Registry	yes	Registry / authority.
retention_until	IsoDate	yes	Retention until 10 years (HGB §257 / equivalent).
status	FilingStatus	yes	Filing lifecycle.
statutory_deadline	IsoDate	yes	Statutory deadline this filing was made against.
accession_number	string?	—	Registry's accession / file number after acknowledgement.
acknowledgement_ref	PathRef?	—	PathRef to the acknowledgement / receipt from the registry.
counsel_ref	PathRef?	—	PathRef to legal counsel who advised on the filing.
fee_amount	number?	—
fee_currency	IsoCurrency?	—	Filing fee paid (in currency of jurisdiction).

Shared types referenced within this schema.

FilingKind

Filing kind.

FilingStatus

Filing lifecycle.

IsoCountry

ISO 3166-1 alpha-2 country code.

pattern: ^[A-Z]{2}$

IsoCurrency

ISO 4217 currency code.

pattern: ^[A-Z]{3}$

IsoDate

ISO 8601 date (YYYY-MM-DD).

type: string

PathRef

Path-based cross-reference relative to .corpospec/ root. Pattern: `^[a-z0-9_-]+(/[a-z0-9_.-]+)+$`

pattern: ^[a-z0-9_-]+(/[a-z0-9_.-]+)+$

Registry

Registry / authority.

# yaml-language-server: $schema=https://corpospec.com/schemas/v0.16.0/regulatory-filing.schema.json